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PMAC-Compliance Networking Luncheon
April 18 @ 11:30 AM - 1:45 PM
Are you confused by recent CSA guidance or comments received during compliance reviews? Is your firm trying to balance growing your client assets while implementing new compliance requirements?
Join us for an interactive lunch with industry peers where Don Campbell, Managing Partner with Canadian Compliance & Regulatory Law will answer your questions. PMAC’s General Counsel, Victoria Paris will join Don in the discussion and moderate the Q&A.
The discussion will include common compliance deficiencies and questions arising from joint CSA/CIRO Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance as well as the current KYP, KYC, Suitability sweeps, and other hot topics! Register today and submit your questions in advance. All questions will be asked on a no-names basis.
EMB Member : $75+GST