{"id":28160,"date":"2024-03-11T14:22:02","date_gmt":"2024-03-11T18:22:02","guid":{"rendered":"https:\/\/emergingmanagers.ca\/?post_type=tribe_events&p=28160"},"modified":"2024-04-10T18:29:11","modified_gmt":"2024-04-10T22:29:11","slug":"pmac-dejeuner-sur-la-conformite","status":"publish","type":"tribe_events","link":"https:\/\/emergingmanagers.ca\/fr\/calendar-event\/pmac-dejeuner-sur-la-conformite\/","title":{"rendered":"PMAC-D\u00e9jeuner sur la conformit\u00e9"},"content":{"rendered":"

\u00cates-vous d\u00e9concert\u00e9 par les r\u00e9centes directives des CSA ou par les commentaires re\u00e7us lors des examens de conformit\u00e9 ? Votre entreprise essaie-t-elle de trouver un \u00e9quilibre entre l’accroissement des actifs de vos clients et la mise en \u0153uvre de nouvelles exigences en mati\u00e8re de conformit\u00e9 ?<\/p>\n

\"\"<\/p>\n

Joignez-vous \u00e0 nous pour un d\u00e9jeuner interactif avec vos pairs de l’industrie au cours duquel Don Campbell, directeur associ\u00e9 de Canadian Compliance & Regulatory Law, r\u00e9pondra \u00e0 vos questions. L’avocate g\u00e9n\u00e9rale de PMAC, Victoria Paris, se joindra \u00e0 Don pour la discussion et animera la p\u00e9riode de questions.<\/p>\n

La discussion portera sur les lacunes communes en mati\u00e8re de conformit\u00e9 et sur les questions d\u00e9coulant de l’Avis 31-363 du personnel des CSA\u00a0 ( Canadian Securities Administrators ) et des CIRO (Canadian Investment Regulatory Organization). R\u00e9formes ax\u00e9es sur les clients : Review of Registrants’ Conflicts of Interest Practices and Additional Guidance (R\u00e9formes ax\u00e9es sur le client : examen des pratiques des personnes inscrites en mati\u00e8re de conflits d’int\u00e9r\u00eats et directives suppl\u00e9mentaires), ainsi que les v\u00e9rifications actuels de KYP, KYC, Suitability, et d’autres sujets\u00a0 actuels !<\/p>\n

Inscrivez-vous d\u00e8s aujourd’hui et posez vos questions \u00e0 l’avance. Toutes les questions seront pos\u00e9es \u00e0 titre confidentiel.<\/p>\n

Membre du CGE : $75+taxes<\/p>\n","protected":false},"excerpt":{"rendered":"

\u00cates-vous d\u00e9concert\u00e9 par les r\u00e9centes directives des CSA ou par les commentaires re\u00e7us lors des examens de conformit\u00e9 ? 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