PMAC National Conference – A View from the North: Clarity, Conviction, and Capital
2025-11-20 08:00 - 18:00 (America/Toronto) | Fairmont Royal York, Toronto, Canada
The National Conference is PMAC’s most highly anticipated event of the year. Our exceptional line-up of world-class thought leaders will address key global issues and timely topics impacting professionals in the industry.
REGISTER HERE

2025 Montreal CAP INTRO
2025-11-06 14:00 - 19:00 | Club St-James, 1145 Avenue Union, Montreal, Quebec, H3B 3C2, Canada
The CGE announces its next Cap Intro event in Montreal on November 6, 2025
Building on the success of our last Cap Intro event in Toronto, we are adopting the same format for the 10th edition of our flagship event in Montreal. Our new, more condensed schedule focused on networking will allow you to get the most out of your participation.
Registration is now open: watch for our upcoming mailings for all the details.
MEMBER REGISTER HERE
SERVICE PROVIDERS REGISTRATION
SPONSORS & ASSET ALLOCATORS

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Formulaire de réservation - 2025 MTL- CAP INTRO Montreal - RSVP Form

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Commercial mission in asset management
2025-10-14 - 2025-10-16 | Quebec
Join Finance Montréal and the Institut de la finance durable in Paris from October 14 to 16, 2025, for a trade mission in asset management organized as part of the Quebec–France Corridor.
Over the course of three days, meet capital allocators, distributors, and potential European partners, while exchanging best practices in sustainable finance, financial innovation, and asset management.
This project is supported by Quebec’s Ministry of International Relations and La Francophonie and France’s Ministry for Europe and Foreign Affairs, as part of the Standing Committee for Quebec–France Cooperation (CPCFQ).

REGISTER HERE

2025 Mechoui
2025-08-21 13:00 - 19:00 | Le Belvédère du Paddock, 260, Circuit Gilles Villeneuve, Montreal, Quebec, H3A 2M8, Canada
In a global context marked by uncertainty, geopolitical tensions and technological advances, the FIAM Gatherings 2025 offers a key moment to reflect on the profound transformations redefining the investment universe. The event will bring together leading experts in asset management, as well as investment directors from major institutions, all committed to analyzing new economic dynamics and proposing innovative, sustainable approaches.
On the agenda: strategic discussions, critical analyses and experience-sharing between decision-makers, managers and industry partners.

Don’t miss the finance industry’s biggest summer gathering – reserve your place!
Date

Thursday August 21, 2025
2:00 P.M. to 10:00 P.M. (ET)

Location

Le Belvédère du Paddock
260, Circuit Gilles Villeneuve, Montréal, QC.
REGISTER HERE

EMB & AIMA Alternative Industry Summer Social & Young Professional Mixer
2025-07-22 16:00 - 20:00 | Chef’s Hall, 111 Richmond St W, Toronto, Chef's Hall, 111 Richmond St W, Toronto, Toronto, M5E 1W7, Canada
AIMA Canada, 100 Women in Finance, CGE-EMB and AAAIM are pleased to invite you to our Industry Summer Social this year at Chef’s Hall in Toronto.
Celebrate with us on July 22, for delightful conversation and networking with your fellow industry peers. Connect with peers, expand your professional network, and engage with colleagues from across the industry in a relaxed and welcoming setting.
This year we are again thrilled to invite young professionals for a dedicated young professional mixer before opening up for all members. This is a great opportunity to meet fellow emerging leaders, build your network, and engage with peers across the industry. Whether you’re new to the industry or looking to expand your connections, we hope you’ll join us for an evening of meaningful connections.
We look forward to seeing everyone in-person to celebrate the summer season!
Date:
22 July 2025
Time:
4:00PM – 8:00PM
Location:
Chef’s Hall, 111 Richmond St W, Toronto

REGISTER HERE

AIMA Montreal Alternative Investment Forum
2025-06-17 08:15 - 14:00 | Club St-James, 1145 Avenue Union, Montreal, Quebec, H3B 3C2, Canada
Explore What’s Next in Alternatives
We are pleased to support the upcoming Montreal Alternative Investment Forum, hosted by AIMA on June 17, 2025, at The Club Saint-James. This exclusive half-day event will spotlight leading experts across hedge funds, private credit, private equity, risk management, and digital assets.
Don’t miss this opportunity to connect with peers and gain timely insights into the evolving alternative investment landscape.

Date

June 17, 2025

Time

8:15 AM – 2:00 PM

Venue

Club Saint-James, 1145 Union Ave, Montreal

AIMA Founders on the Future of Canadian Asset Management
2025-05-22 08:15 - 10:00 | BMO Nesbitt Burns, BMO Nesbitt Burns Inc. 100 King St. West, 68th Floor, Strathcona Room, Toronto, Ontario, M5X 1A9, Canada
Founder Feature Series
Following our Canadian Asset Management Entrepreneurship Alliance policy solutions launch, join us for a fireside conversation with two leading founders in the alternative investment industry.
Featuring Paul Sabourin, Chairman & Chief Investment Officer of Polar Asset Management Partners and Richard Pilosof, Chief Executive Officer of RPIA as part of our Founder Feature Series, hear about their:

Origin stories of their respective firms
Successful milestones and lessons learned along the way
Reflections on entrepreneurial dynamics and challenges they’ve overcome
Perspectives on the opportunity for asset manager entrepreneurs today
View on the Canadian asset management industry and how it’s poised for long-term success in the future

Date:
22 May 2025
Time:
8:15AM – 10:00AM
Location:
BMO Capital Markets
100 King St West, 68th Floor Toronto, The York Room

Annual Cocktail & Annual General Assembly
2025-05-15 16:30 - 19:00 | Musee McCord, Musée McCord, 690 Sherbrooke Ouest, Montreal, Quebec, H3A 1E9, Canada
Get your tickets for our Annual General Meeting on May 15.
The AGA will be followed by our traditional spring cocktail party.
A not-to-be-missed opportunity to obtain up-to-date information on the CGE and to meet our local emerging managers.
Date and place :
Thursday, May 15, 2025
McCord Stewart Museum
690 Sherbrooke Street West
Montreal, Quebec H3A 1E9
Annual General Meeting & Elections: 4:45 pm to 5 pm
Cocktail : Starting at 5 p.m.
REGISTER HERE

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Formulaire de réservation - AGA et Cocktail Annuel Montreal PRESENTATION - RSVP Form

I'm a ... Je suis...pick one!Member/ MembreSponsor/CommanditaireGuest/ InvitéMedia/ MediaAsset Allocator

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AIMA Fostering Canadian Entrepreneurship in Asset Management
2025-04-30 08:00 - 10:00 | Quebec
Join us for the launch of a policy solutions whitepaper outlining solutions to grow entrepreneurship in the Canadian asset management industry, courtesy of an association working group including AIMA, CFA Societies Canada, EMB and PMAC who have been leading this advocacy for three years.
Policy solutions proposed range from setting up economic development agencies to creating tax incentives to investing capital in entrepreneurs through an emerging manager program to regulatory reform and more.
We will also hear from prominent Canadian founders and asset managers about how local policymakers and stakeholders can help foster entrepreneurship and ensure Canadian asset managers remain vibrant in an increasingly competitive global market.
Please note that this event is open to press.
Speakers:

Mark Mulroney, Vice Chairman, Global Banking & Markets, Scotiabank
Mike Thom, Managing Director, CFA Societies Canada
Claire Van Wyk-Allan, Managing Director, Head of Canada & Investor Engagement, Americas, AIMA
Phil Mesman, Portfolio Manager, Co-head, Fixed Income, Picton Mahoney Asset Management
Jamie Wise, Co-Founder & Chief Executive Officer, Periscope Capital
Francis Lau, Founder, Chief Executive Officer & Chief Investment Officer, Lucida Capital
Caroline Bergeron, Global Head, Sustainability and Impact Solutions, Innocap and Head, QEMP (Quebec Emerging Manager Program)

Date:
30 April 2025
Time:
8:15AM – 10:00AM
Location:
40 Temperance St, Scotiabank North, 10th Floor, Toronto

Book this event
Note:
There will be a limit of two attendees per firm for this event.

Toronto CAP INTRO
2025-04-24 14:00 - 19:00 | DLA Piper offices, 333 Bay Street – 51st floor, Toronto, Ontario, M5E 1W7, Canada
The EMB is proud to announce that its next Cap Intro will be held in Toronto on April 24, 2025.
Register now!
Where : 333 Bay Street, Toronto – 51st floor – DLA Piper offices
When: 24 April, 2025
Time : 2-7pm
Preliminary program
2pm – Registration
2:30-3:30pm – Panel on successful emergingmanagers & emerging manager programs
Panel:
Caroline Bergeron, Global head of ESG & Impact Solutions at Innocap, and head of the QEMP (Quebec EmergingManager Program)
Ed Stubbings, Board Director of the British EmergingManager Institute (BEMI)
Charles Lemay, President of the Emerging Managers Board of Canada (EMB) (Moderator)
3:45-5:15pm – 1v1 sessions between allocators and emergingmanagers
5:15-7pm – Open networking drinks

MEMBER REGISTER HERE
SERVICES PROVIDERS REGISTER HERE
SPONSORS & ASSET ALLOCATORS REGISTER HERE

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Formulaire de réservation - 2025 TO CAP INTRO Montreal - RSVP Form

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LinkedIn Group Training
2025-02-04 11:00 - 12:00 | Quebec
Optimize your Linkedln presence
Learn how to grow your professional network, attract leads and maximize your brand’s visibility with a 90-minute interactive training session that guides you through the platform’s best practices and essential tools.
After the training, you’ll receive a complete optimization guide, a hashtags guide, a content plan, and access to our private group “The Link Tank” for ongoing support.
Date: Tuesday February 4, 2025
Time: 11 a.m. to 12:30 p.m.
Location: Online (the link will be sent to you after registration)
COST: 50$ or
free for our members
MEMBER ONLY REGISTER HERE

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Formulaire de Réservation -- LinkedIn Training -- RSVP Form

Votre Nom (Your Name)full name

Entreprise (Firm)full name

Courriel (Email)a valid email address

Numéro de Téléphone (Phone Number)full name

Si vous comptez inviter d'autres personnes, veuillez indiquer leur nom et entreprise ci-dessous:

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Montreal - EMB Holiday Cocktail
2024-12-11 17:00 - 19:00 | Lounge H3, 340 Rue De la Gauchetière O 2e étage, Montreal, QC, H2Z 0C3, Canada
For the first time ever, we’re delighted to be partnering with CAASA, CAIA and AIMA Canada to offer a holiday event in Montreal for our members, these associations and their guests. Come and enjoy a gastronomic and cultural evening to usher in the New Year.

REGISTER HERE

Toronto- EMB - AIMA holiday social & volunteer awards 2024
2024-12-03 16:00 - 19:00 | BMO Nesbitt Burns, BMO Nesbitt Burns Inc. 100 King St. West, 68th Floor, Strathcona Room, Toronto, Ontario, M5X 1A9, Canada
EMB & AIMA Canada are pleased to invite you to our annual holiday social & volunteer awards, as we celebrate the season and our collective milestones with industry peers.
This year we are thrilled to invite young professionals at our member firms for a dedicated young professional mixer before opening up for all members.
We couldn’t have achieved what we have this year without the tremendous support and efforts of our members and look forward to celebrating together.
Nominations continue to be open for our annual volunteer recognition awards. More details on the process and past recipients can be found here. Please email Claire Van Wyk-Allan to submit your nominations.
Agenda

4.00 pm – Registration
4.15 pm – Young Professional Mixer
5.00 pm – Holiday social begins for all members
6.00 pm – Volunteer award presentation (10 minutes)
7:00 pm – Close

Where: BMO Nesbitt Burns Inc., 100 King St. West, 68th Floor, Strathcona Room

REGISTER HERE

2024 Cap Intro in Montreal
2024-11-14 08:00 - 14:00 | Quebec
We’re pleased to provide the details of the November 14 Cap Intro event for which more than 20 asset allocators and 50 emerging management firms are expected to attend.

MEMBER REGISTER HERE
SERVICES PROVIDERS REGISTER HERE

SPONSORS OR ALLOCATORS REGISTRATION

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Formulaire de réservation - 2024 CAP INTRO Montreal - RSVP Form

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The SEM Conference and Consortium
2024-10-22 08:00 - 2024-10-24 17:00 | New York Hilton Midtown, 1335 6th Ave, New York, NY, 10019, United States
Small, Emerging, and Diverse Managers Conference
Join industry colleagues for ‘SEM Consortium’, GCM Grosvenor’s flagship conference focusing on the small, emerging, and diverse manager space. Together, we will continue the conference’s mission of providing educational content and making meaningful connections among institutional investors, their consultants, and the small, emerging, and diverse manager community.

Who Should Attend?

Institutional investors seeking education and best practices on investing with diverse and emerging managers
Diverse and women investment managers
Small, early-stage, emerging investment managers
Investment consultants

Why Attend?

SEM Consortium will continue its mission to educate institutional investors and consultants on best practices of allocating to emerging and diverse managers, while providing managers with training and insights to help them fundraise and grow their businesses. Importantly, the event will feature industry experts, and offered structured opportunities to connect one-on-one and in small groups.

SEM Consortium will take place at the New York Hilton Midtown on October 22-24, 2024.

REGISTER HERE

Anatomy of a Pitchbook
2024-10-16 17:00 - 19:00 | Fasken Montreal, 800, rue du Square-Victoria, bureau 3500, Montreal, Quebec, H4Z 1E9, Canada
Get ready to take your portfolio management firm to the next level. We’ve partnered with the Ext. Marketing agency to bring you a comprehensive session on pitchbook development.
Designed to provide insights and techniques for creating effective presentations, including the narrative, visual elements and branding, this exclusive conference will revolutionize the way you present your firm, strategies and investment approach.
Why attend this conference?

Learn from the best: Gain insider knowledge from marketing professionals who have crafted more pitchbooks than anyone else in Canada.
Transform your pitchbook: See before-and-after examples that will inspire your own strategy.
Build a compelling narrative: Discover the key elements that will make your investment story compelling.
Master visual storytelling: Learn how to create eye-catching designs that complement your narrative.

Date: October 16, 2024
Time: 5 pm to 7 pm
Location: Fasken Montreal (800, Square-Victoria Street, Suite 3500)
MEMBER REGISTER HERE

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RSVP Form - Formulaire de Réservation

How will you be attending the event? ( Comment assisterez-vous à l'événement ? ) In personOn line

Please fill up the fields below before submiting this form. Veuillez remplir les champs suivants avant de soumettre le formulaire.

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AIMA Toronto Global Investor Forum 2024
2024-10-08 08:00 - 2024-10-09 17:00 | Ritz-Carlton in Toronto, 181 Wellington St W, Toronto, Ontario, M5E 3G7, Canada
AIMA is pleased to announce the return of the AIMA Global Investor Forum 2024 to the Ritz-Carlton in Toronto from Tuesday, October 8 to Wednesday, October 9th, 2024.
2024 will mark the 10th anniversary of this flagship event that gathers global Asset managers, institutional allocators, and other leading professionals in the alternative investment industry from all over the globe for a full two days of thought leadership and networking.
We look forward to welcoming you back in Toronto and discover the pivotal trends shaping allocator sentiment and the hedge fund, private credit, and digital asset industries at large.
Book today to secure your 2024 ticket!

AAAIM & AIMA Canada chapter event in Toronto
2024-09-25 16:00 - 18:00 | Workhaus, 30 Wellington St W, 5th floor, State Room, Toronto, Ontario, Workhaus, 30 Wellington St W, 5th fM5L 1E2, Canada
Come join AAAIM Canada’s upcoming chapter event in Toronto on September 25th at 4pm, hosted by RBC Capital Markets ! The event will feature a panel that covers market trends in asset allocation with an emphasis on managing public and private market allocations given current liquidity and market considerations. The speaker panel will be as follows:
Speakers:

Angela Lin-Reeve, Senior Portfolio Manager, External Manager Program (Healthcare of Ontario Pension Plan)
Raj Kohli, Associate Director, Absolute Return Strategies (University Pension Plan Ontario)
Andy Yan, Principal, Partner Solutions (Westcourt Capital Corporation)
Arijit Banik, Treasurer (York University)

Moderator:

Roanna Kim, Co-Head Prime Brokerage (RBC Capital Markets)

Date: September 25, 2024
At: Workhaus, 30 Wellington St W, 5th floor, State Room, Toronto, ON M5L 1E2
Price: Our member can use this comp code link.

The Montreal Regulatory & Compliance Forum
2024-09-19 08:00 - 18:00 | Club St-James, 1145 Avenue Union, Montreal, QC, H3B 3C2, Canada
The Montreal Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and insights on how to sustain a successful compliance program. You and your colleagues will receive insights, highlights, and tactical guidance on current issues and industry developments impacting compliance and legal professionals. Participate in practical discussions and have your compliance-related questions answered to meet the challenges of the post-pandemic transition.

Learn from leading experts and hear from your peers on how to approach critical privacy issues, including the collection, use and storage of personal information for both clients and employees. Panelists will discuss considerations and best practices for complying with your obligations under Québec’s privacy legislation, other relevant provincial statutes and PIPEDA.
The Forum will take place in French and in English
Saint James Club of Montreal
Thursday, September 19
REGISTER HERE

2024 Mechoui BBQ
2024-08-22 16:30 - 22:30 | Quebec
REGISTER HERE

2024 EMB & AIMA Canada Industry Summer Social
2024-07-18 17:00 - 19:00 | Chef’s Hall, 111 Richmond St W, Toronto, Chef's Hall, 111 Richmond St W, Toronto, Toronto, M5E 1W7, Canada
AIMA Canada, EMB and 100 Women in Finance are pleased to invite you to our Summer Social this year at Chef’s Hall in Toronto. Please join us on July 18, for some networking and delightful discussion with your fellow industry peers.
We looking forward to seeing everyone in-person to celebrate the summer season!
REGISTER HERE

AIMA Montreal Alternative Investment Forum
2024-06-13 08:15 - 14:00 | Club St-James, 1145 Avenue Union, Montreal, Quebec, H3B 3C2, Canada
This annual flagship AIMA Montreal Alternative Investment Forum discusses current trends impacting hedge funds, liquid alternatives, private credit, private equity and more.

Event information

Date: 13 June 2024
Time: 8:15AM – 2:00PM
Event timezone: Montreal
Where: Club Saint-James, 1145 Union Ave, Montreal, Quebec

REGISTER HERE

PMAC Toronto Regulatory & Compliance Forum
2024-06-05 08:00 - 18:00 | Toronto Region Board of Trade, Toronto Region Board of Trade, First Canadian Place, 77 Adelaide Street West, Toronto, Ontario, M5E 1W7, Canada
The Toronto Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and insights on how to sustain a successful compliance program. You and your colleagues will receive insights, highlights, and tactical guidance on current issues and industry developments impacting compliance and legal professionals. Participate in practical discussions and have your compliance-related questions answered to meet the challenges of the post-pandemic transition. Speakers and sessions will be announced shortly.
Event Details

Date: June 5, 2024
Time: 8:00 AM to 6:00 PM ET

Registration Opens 8:00 AM
Sessions: 9:00 AM – 4:30 PM
Networking Reception: 4:30 PM

Location: Toronto Region Board of Trade, Lennox Hall, 77 Adelaide Street West, Toronto, ON
Cost:

EMB Members : 1st Attendee: $425+ tax; Additional Attendees: $345+ tax

REGISTER HERE

AIMA Creative disruption in marketing alternative investments
2024-05-29 11:00 - 12:00 | Quebec
Hear the latest creative disruption in marketing and how you can both elevate your brand while closing the educational gap with investors through your firm’s messaging through various marketing channels.
Angry Butterfly’s Graham Candy, Partner & Chief Strategy Officer, has over a decade of marketing and research experience, having led insights and strategy at two 100+ person agencies. Graham found his way into advertising after doing his PhD studies at the University of Toronto in Cultural Anthropology. His research focus was on understanding how culture and technology come together to change human experiences, looking specifically at social media and the emergence of online vigilantes. His PhD studies built on his Masters work where he developed new models for how people build networks of trust through online games.
After leaving the world of academia, Graham spent several years at a research consultancy firm working in the CPG and Pharmaceutical categories. There he lead research projects ranging from local focus groups to international (USA, Brazil, Russia, China), multi-staged discovery and positioning work. From research Graham transitioned to agency side, where he developed teams of brand planners, social and influencer specialists, as well as communications planning teams to develop strategy for clients such as Porsche, TD Bank, Dairy Farmers of Canada, Co-operators, IKEA, etc.
REGISTER HERE

General Assembly & Cocktail Event
2024-05-23 16:00 - 19:00 | Musee McCord, Musée McCord, 690 Sherbrooke Ouest, Montreal, Quebec, H3A 1E9, Canada
Don’t miss our next annual General Assembly and our traditional spring cocktail event. A not-to-be-missed opportunity to get the latest information on EMB and network with your peers. As usual, a photographer will be on hand!
Photos: 4pm to 5pm
Assembly: 16:45pm to 5pm
Cocktail event: 5pm to 7pm
REGISTER HERE

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Formulaire de réservation - AGA et Cocktail Annuel Montreal PRESENTATION - RSVP Form

I'm a ... Je suis...pick one!Member/ MembreSponsor/CommanditaireGuest/ InvitéMedia/ Media

SVP, veuillez remplir les champs suivants. Please fill up the fields below.

Votre Nom (Your Name)

Entreprise (Firm)

Courriel (Email)

Numéro de Téléphone (Phone Number)

Invité 1 (Guest 1)

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courriel (Email)

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PMAC- Vancouver, BC, Regulatory & Compliance Forum
2024-05-16 08:00 - 18:00 | Rosewood Hotel Georgia, 801 W Georgia St, Vancouver, BC, V6C 2E5, Canada
The Vancouver Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and insights on how to sustain a successful compliance program. You and your colleagues will receive insights, highlights, and tactical guidance on current issues and industry developments impacting compliance and legal professionals. Participate in practical discussions and have your compliance-related questions answered to meet the challenges of the post-pandemic transition. Speakers and sessions will be announced shortly.
Event Details

Date: May 16, 2024
Time: 8:00 AM to 6:00 PM PT

Registration Opens 8:00 AM
Sessions: 9:00 AM – 4:30 PM
Networking Reception: 4:30 PM

Location: Rosewood Hotel Georgia, 801 W Georgia St, Vancouver, BC
Cost:

EMB Members 1st Attendee: $425+ tax; Additional Attendees: $345+ tax

REGISTER HERE

PMAC- Regulatory & Compliance Forum
2024-05-16 08:00 - 18:00 | Rosewood Hotel Georgia, 801 W Georgia St, Vancouver, BC, V6C 2E5, Canada
The Vancouver Regulatory & Compliance Forum will cover a variety of topics that address new developments, critical issues, and insights on how to sustain a successful compliance program. You and your colleagues will receive insights, highlights, and tactical guidance on current issues and industry developments impacting compliance and legal professionals. Participate in practical discussions and have your compliance-related questions answered to meet the challenges of the post-pandemic transition. Speakers and sessions will be announced shortly.

Alpha CCO Compliance Conference
2024-05-14 17:00 - 19:00 | Fairmont The Queen Elizabeth, 900 René-Lévesque Blvd W,, Montreal, Quebec, H3B 4A5, Canada
Join professionals from the portfolio management and investment fund industries as they address the challenges of digital transformation and compliance change management. Key lectures will be given by seasoned experts.
EVENT DETAILS
Tuesday, May 14, 2024
5 pm to 7 pm
Fairmont The Queen Elizabeth
Free for members

REGISTER HERE

Conference & Cocktail Event: The tips and secrets of due diligence processes
2024-05-08 16:30 - 19:00 | Quebec
For many emerging managers, due diligence processes from pension plans and consultants are a challenge. Understanding the ins and outs of this essential practice can be complex. Experts for whom these processes hold no secrets will share their expertise and highlight the best practices to ensure success. They will also offer valuable advice on common pitfalls to avoid.

Date: May 8, 2024
Time: 4:30 pm to 7 pm
Location: Fasken Toronto (Bay Adelaide Centre, 333 Bay St., Suite 2400).
REGISTER HERE

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Ontario The secrets of due diligence panel & cocktail // RSVP Form - Formulaire de Réservation

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PMAC-Compliance Networking Luncheon
2024-04-18 11:30 - 13:45 | Calgary Petroleum Club, 5 Ave SW, Calgary, Alberta, T2P 0L5, Canada
Are you confused by recent CSA guidance or comments received during compliance reviews? Is your firm trying to balance growing your client assets while implementing new compliance requirements?

Join us for an interactive lunch with industry peers where Don Campbell, Managing Partner with Canadian Compliance & Regulatory Law will answer your questions. PMAC’s General Counsel, Victoria Paris will join Don in the discussion and moderate the Q&A.
The discussion will include common compliance deficiencies and questions arising from joint CSA/CIRO Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance as well as the current KYP, KYC, Suitability sweeps, and other hot topics! Register today and submit your questions in advance. All questions will be asked on a no-names basis.
EMB Member : $75+GST
